Investing in IPOs

How initial public offerings work, why new stocks are often volatile, lock-up expirations, and how to judge an IPO with fundamentals instead of hype.

What an IPO is

An initial public offering is the first time a company sells shares to the public. Banks set a price, sell shares to large clients the night before, and trading opens to everyone the next morning.

Why IPOs are hard for individuals

  • You usually buy at the open, not the IPO price. Popular deals often open far above the offer price, so the early gain goes to the banks' clients.
  • Little history. A few years of public financials, sometimes without profits.
  • Hype. Media attention peaks on day one. See Hype and market sentiment.
  • Lock-up expiry. Insiders are usually barred from selling for 90 to 180 days. When that ends, extra supply can push the price down.

Judging an IPO with fundamentals

Read the S-1 filing on EDGAR. Look for:

  1. Revenue growth and whether it is slowing.
  2. Gross margin and a path to profit.
  3. How the IPO money will be used: growth, or paying out early owners?
  4. Share structure: do founders keep voting control?
  5. Valuation versus listed peers on Price-to-sales ratio (P/S) or P/E ratio (price-to-earnings).

A patient approach

Many investors wait for one or two earnings reports and the lock-up expiry before buying. You give up some upside, but you gain real data and often a better price.

See also

Pages that link here: What is a stock?

Last updated September 30, 2026. Education only, not investment advice.